Found 16 Legal, Risk & Compliance Jobs

Entry Mid Level

We have a brilliant opportunity to join an offshore investments and saving company as a Financial & Insurance Risk Trainee. This role is within the Risk, Legal and Compliance department and will have responsibility for learning how to oversee and challenge capital management, credit, market and liquidity risk management. The Role... This position reports to the Head of Risk Your core responsibilities will include: Support with ensuring the Group operates within an appropriate and agreed risk management framework Support with writing accurate, clear and concise reports, including the ORSA Report Support with the annual review process for Risk Policies with the relevant stakeholders About You... You will need: To be part qualified ACA Chartered Accountant or an individual that is looking to commence with or further their accountancy training. Prior experience working in the insurance industry would be an advantage An interest in learning, enjoy new challenges and embrace change To be a self-starter with an enquiring and investigative mind with a desire to want to understand the processes, controls and implications of process and control failures on the business The Reward... Competitive salary, with comprehensive benefits package Douglas located office.

Head of Compliance/MLRO/DPO, Permanent Job, Isle of Man

PP10305

Insurance & Insuretech, Legal, Risk & Compliance

We’re looking for a dedicated compliance professional to join our client on a permanent basis. Joining as Head of Compliance/MLRO/DPO applicants should have an ICA qualification and management level experience. The Role... You will monitor compliance adhering to the Rulebook and any other applicable requirements, and: Write quarterly monitoring reports for the board, and provision of other compliance reporting information Write MLRO Board reports Write and prepare the AML/CFT risk assessment Implementation of procedural changes as a result of regulatory change Risk reviews and client onboarding including the approval of due diligence and client checks About You... You will have excellent interpersonal skills and the ability to develop a small team, alongside: Excellent management experience within a compliance function Compliance knowledge across the board Previous experience within a similar role The Reward... You will receive: A competitive salary Permanent Contract

Risk Officer, Permanent, Isle of Man

PP10484

We are currently seeking a Risk Officer to join a Client Services Team to administer operational risk management, supporting the business to mitigate risks arising from internal processes, people and system. The Role... You will be required to investigate deficiencies in key controls relating to procedures/processes of the business and will be required to improve the control environment, the key responsibilities will include: Work with the Senior Manager of Client Services to fully embed Operational Risk Framework Develop, produce, and administer regular reporting of all Key Performance Indicators and Key Risk Indicators and monitor team performance, escalating any area of concern promptly to Senior Management Team Produce a standard reporting format for Quality Assurance completed to be used in board and Group Risk Forum reports Regularly report findings highlight underlying trends and/ or Root Cause to Senior Management Team and operational Team Leaders Proactively work with Management team to agree any remediation work and actions required as a result of a Risk Event and/ or any controls that are not operating effectively Report and track progress on all outstanding actions, ensuring completion of remediation work in line with management action due dates About You... You will have previous experience within an Operational Risk Management position, and be: Highly self-motivated individual who has strong problem-solving skills Excellent verbal and written communication skills to a wide range of audiences Experience in handling external telephone calls with both clients and independent financial advisors Previous experience in Life Assurance or a similar customer service-based industry The Reward... You will receive a permanent full time contract alongside: Competitive salary Benefits package Central Douglas Office location

Financial Crime Officer, Permanent, Isle of Man

PP10463

We have a brilliant opportunity for a Financial Crime Officer to join a leading provider of insurance-based corporate solutions. This role you will support the requirements of the Financial Crime team and the Risk function and may be expected to act as Deputy Money Laundering Officer The Role... Reporting to the Money Laundering Reporting officer, the core responsibilities will include: Acting as a Subject Matter Expert in relation to financial crime activities Assisting the MLRO in assessing, setting and documenting the risk-based approach to the management and control of financial crime risks across all the companies businesses and communicating this to key business stakeholders Helping to ensure that the companies risk appetite to financial crime risk is met Maintains technical knowledge of all systems to ensure that key risks are identified in any strategy solutions and QINTL initiatives About You... You will need: Hold or working towards a formal qualification in Compliance and/or Financial Crime Experience in a financial crime role within the finance sector Strong understanding of the financial crime field across industry, with good technical knowledge of Compliance, Regulatory, and Legislative requirements, predominantly from Isle of Man, UK, EU & Singapore perspectives Good understanding of business strategy through programmes of work over both short and long term cycles; and an understanding of distribution channels Good influencing skills and an ability to coach, facilitate and influence up to Managerial level The Reward... Competitive salary with comprehensive benefits package!

Compliance Manager, Permanent, Isle of Man

PP10459

An exciting opportunity has arisen for a Compliance Manager to join the finance team of a global life assurance company. This is a leading and proactive role, responsible for the effective functioning of the Group Compliance Department and working with colleagues across the company to support and promote compliant practices, behaviours and culture on a continuing basis. The Role... The role will hold controlled function responsibilities and will be required to uphold the requirements and objectives of fitness and propriety as outlined by the Group Policy Framework Your core responsibilities will include: Management and co-ordination of the day-to-day activities of the Compliance Department, in line with overarching policy objectives Development and delivery of an adequate and effective compliance monitoring programme which is co-ordinated with third line assurance service provision in order to maximise business value Maintaining oversight of regulatory submission obligations throughout the course of the financial year ensuring regulatory obligations, timings and deadlines are fully met About You... You will need: Extensive experience in a senior compliance role and a Proven track record in managing staff Hold or working towards a relevant professional qualification Valid and valuable experience within the life industry Substantive knowledge and understanding of sector specific legal and regulatory frameworks Good understanding of the existing data protection legislation and the implications of GDPR with the capacity to oversee the design and implementation of adequate and appropriate governance arrangements An understanding of and the ability to uphold the principles of ethics and integrity The Reward... Competitive salary with a comprehensive benefits package including, a group pension, death in service, annual bonus scheme, an on-site gym and more!

Compliance Officer, Permanent, Isle of Man

PP10460

egaming & ecommerce, Fiduciaries, Legal, Risk & Compliance

A brilliant opportunity has arisen for a Compliance Officer to join the finance team of a global life assurance company. This is a proactive role in ensuring that the company and its subsidiary companies understand and are compliant with their respective legal and regulatory obligations and accountabilities on a continuing basis. The Role... This role with actively contribute to the day-to-day activities of the Compliance Team, in line with the overarching objectives of the Group Risk and Compliance (GRC) Department Your core responsibilities will include: Assist and maintain an effective and fit for purpose compliance framework, which guides and defines organisational behaviours Provide active support to the Compliance Manager to ensure that the Life Companies and their service providers and employees remain cognisant of and compliant with their respective regulatory obligations Provide support in the analysis and communication of consultation papers, thematic reviews and other developments in the external environment across IOM, Labuan, Japan, The Bahamas and Ireland. About You... You will need: A minimum of 2 years first-hand experience in a compliance role within the financial services industry Good knowledge of the legal and regulatory frameworks which govern the insurance or financial service sectors in multiple jurisdictions Working knowledge of regulatory risk and the appropriate means for detection, investigation and prevention is advantageous Competent in Microsoft applications: Including Word, Outlook, PowerPoint and Excel The Reward... Competitive salary with a comprehensive benefits package including, a group pension starting at 8% going up to 14% upon 15 years' service, death in service up to four times annual salary, annual bonus scheme, an on-site gym and more!

MLRO, Permanent, Isle of Man

PP10417

Banking, Funds & Wealth Management, Fiduciaries, Legal, Risk & Compliance

We have a new and exciting opportunity to join an established Corporate Service Provider, with a growing speciality in eGaming clients. The role holder will be appointed as MLRO and/or AML/CFT Officer in licensed eGaming companies. The Role... Your core responsibilities will include: Assessing and documenting the risk-based approach to the management and control of financial crime risks across our clients business Provide advice and guidance on compliance matters including due diligence and business risk, and deliver ongoing training Work closely with the Head of Group Compliance to set overall policy and risk mitigation procedures About You... Proven previous experience of working within a similar role, is essential Sound knowledge and understanding of eGaming, AML and CFT regulations The Reward... Competitive salary, along with offering flexible and hybrid working & a comprehensive benefits package

Money Laundering Reporting Officer, Permanent, Isle of Man

PP10368

egaming & ecommerce, Legal, Risk & Compliance

Money Laundering Reporting Officer required to join a global Wealth Management Group on a permanent basis on the Isle of Man. The Role... To support and guide the Isle of Man business on the implementation of the Group Financial Crime Compliance Policies, you will also: Guide business in identifying and analysing all Money Laundering, Sanctions, Terror Financing, Bribery and Corruption and Facilitation of Tax Evasion risks within the bank and its processes and the development of remedial actions. Facilitate Anti-Money Laundering (AML) & Counter Financing of Terrorism (CFT), Sanctions, Anti-Bribery and Corruption (ABC) and Prevention of Facilitation of Tax Evasion (PFTE) risk assessments with a view of understanding the key threats and devising controls to mitigate the same. Steer business initiatives through identification of Financial Crime Compliance deficiencies and guiding business in determining appropriate remedial action plans across Client Segments and Client Solutions within the Isle of Man. Provide input and support to the Head of Compliance within Isle of Man and Head of AML to ensure high quality reporting and assurance to the relevant Boards, Executive Management, Audit Committees, the Regulator and other relevant forums. About You... Extensive experience as a senior MLRO within the banking or financial industry, you will also need experience in: FCC frameworks Risk assessments and risk-based approach to compliance Strategic planning and operationalisation Banking Products, Processes, Systems and Data Have a proven track record in influencing seasoned leaders and employees within a specific country and business areas to effectively implement compliance frameworks. The Reward... Competitive salary Comprehensive benefits package

Senior Compliance Analyst, Permanent, Isle of Man

PP10364

We have a new opportunity to join a leading Corporate Service Provider. Working with a portfolio of gaming clients, you’ll assist in a variety of licensing, regulatory, monitoring, and compliance matters The Role... Your core responsibilities will include: Managing client relationships and expectations by supporting them on various compliance challenges that they may encounter Leading on various project tasks and support on licensing, building robust frameworks, monitoring, regulatory returns and reporting/administration and act as Nominated Officer on behalf of our clients Conducting MLRO/AML reporting and managing risk through regular and in depth risk assessments About You... You will be an organised individual, ideally with knowledge of either online or land-based gaming and have experience or knowledge of B2C or B2B environments working for an operator or supplier Excellent written and verbal communication skills, including good stakeholder management skills A knowledge or understanding of the gambling industry as well as a good understanding of general compliance The Reward... This is an exciting opportunity to join a growing team and you will be rewarded with a competitive salary, performance related bonus along with other benefits. Full training will be provided together with the career opportunities commensurate with a growing team sitting within a large, ambitious independent group of companies

Compliance Administrator, Permanent, Isle of Man

PP10345

Administration & Business Support, Legal, Risk & Compliance

An excellent opportunity for a compliance administrator to join a trust and corporate service provider on a permanent basis. The Role… Key responsibilities will include: Monitoring of client entities to prevent misuse for ML/TF purposes Carry out risk assessments Conduct CDD checks, PEP and sanction screening Provide guidance on complex maters Assist with the analysis of legal and regulatory changes About You… You will have previous experience in the trust and corporate industry, with good working knowledge of company and trust structures, alongside: Ability to make decisions and use initiative within the scope of regulatory requirements, policies and procedures Have experience with FATCA and CRS Previous experience within a similar position within a compliance function of a fiduciary The Reward… The successful candidate will enjoy a competitive salary, holidays and an excellent working environment. You will receive: Free parking Office located on the outskirts of Douglas Private health and dental scheme 9 – 5 working day

Operational Risk & Control Team Manager, Permanent , Isle of Man

PP10247