16 Jobs Found
Client Compliance and AML Officer, Permanent, Isle of Man
Our client is looking for a Client Compliance and AML Officer who will be responsible for ensuring that the assigned portfolio of client entities has comprehensive and effective systems and controls in place.
The Role...
The successful candidate will be responsible for
Conducting ongoing monitoring of business relationships or one-off transactions in accordance with the Regulations
Conduct transaction monitoring reviews in relation to the fund
Present any updates or key findings to the Board/Fund controlling parties
Consider and make any Suspicious Transaction Reports
Develop AML and CFT Policies and Procedures
Develop and prepare AML Business Risk Assessments
Perform AML and CFT sample testing and AML assurance reviews
Serve as AMLCO, MLRO and DMLRO to the allocated client entities
About You...
Requirements for the roles are
Strong academic background and industry relevant professional qualification
A good level of commercial and fiduciary risk awareness
Sound working knowledge of statutory requirements and financial services legislation, together with relevant guidance notes and Codes of Practice
Good knowledge and application of relevant AML/CFT legislation, the AML/CFT Handbook and relevant guidance notes and codes of practice
Previously held CO / MLCO / MLRO positions would be an advantage
The Reward...
A competitive salary and benefits package will be offered to the successful candidate
A genuinely unique opportunity to be part of an expanding large global business
Financial Crime Assurance Specialist, Permanent Job, Isle of Man
This is an exciting opportunity for an experienced Financial Crime Assurance Specialist to support the MLROs and the risk teams in the delivery of the regulatory requirements. You will provide credible challenge to identify, deter and report control deficiencies across financial crime processes, functions systems and controls.
The Role...
Independently assess the design and operational effectiveness of the assurance testing framework with a mandate to enhance adherence to Financial Crime laws and regulations, standards and guidance
Manage Financial Crime Assurance reviews, perform or validate substantive testing on the controls governing the following
Financial crime policies, standards and procedures
Anti-Bribery and Corruption controls
Sanctions systems, rules setting, fuzzy logic and alerts investigations controls in conjunction with MLROs
Transaction Monitoring systems and controls, rules, thresholds in conjunction with MLROs
About You...
A relevant professional qualification, for example, an ICA Diploma in Anti Money Laundering or equivalent
Experience in a Compliance and/or AML/ Fraud/ Financial Crime capacity in a regulated financial services business
Experience of working in and managing financial crime related projects
Knowledge of the UK, IOM and JSY AML framework
Understanding of the regulatory requirements and guidelines around core Financial Crime systems
The Reward...
Competitive salary
Comprehensive benefits package
Business Compliance Officer , Permanent Job, Isle of Man
We are looking for a business compliance officer to enable to execution of compliance risk management processes and activities within a specific business/functional area.
The Role...
The successful applicant will strive to influence a continual reduction in costs within the areas under control to ensure that service delivered remains cost effective and efficient, alongside:
Contributing to compliance reports
Inform business line heads, CoE heads, and other compliance heads about regulatory inspections and act as a conduit for any significant data requests
Keep abreast of any analyse regulatory and legislative developments, applicable across the business unit in order to deliver expert advice to relevant stakeholders
Maintain and align compliance policies and procedures to ensure it is appropriate for the unique regulatory requirements of a functional area
Provide advice to management, employees and relevant committees
About You...
You will have previous experience within a similar role, alongside:
Hold regulatory qualification as required by the role (i.e STRATE Compliance Officer, JSE compliance officer)
Understanding of compliance procedures and relevant laws
Ability to communicate effectively
Time management and organisation skills
The Reward...
You will be joining on a permanent basis and will receive:
Full time, core business hours
Central Douglas working location
Competitive salary
Senior Compliance Offer & Data Protection Officer, Permanent, Isle of Man
The Role...
Analyse and identify compliance risks, processes and controls and provide advice to
Business Units
Establish a compliance culture that contributes to the overall objective of prudent risk
management by the Bank
Contribute towards the delivery of the annual compliance plan, in partnership with the wider
Compliance team
Promote effective delivery and management of Compliance risk through embedment of the
Compliance Framework across the IoM licenced entities
Manage interaction with the IoM Regulatory Authorities
Ensure that an effective compliance training plan is adopted and implemented
Proactively identify, analyse and track changes to regulatory requirements to ensure that
business can respond proactively to regulatory change
Provide induction training to all new recruits and ongoing training on regulatory matters as
required
Ensure Compliance Manuals, Policies and Training Material are aligned with regulatory
requirements in the IoM
Understand the business and the financial regulatory environment to provide specialist
advisory services to the business
About you...
Extensive experience in a senior compliance position
Hold a relevant professional qualification
Background in a similar regulated background within financial services
Beneficial to have experience within international banking
Valid and valuable experience of local and international regulations
Excellent stakeholder management experience
The Reward...
Highly competitive salary
Comprehensive benefits package
Compliance Officer, Permanent, Isle of Man
We are recruiting for a Compliance Officer to join the captives team of a specialist investment management firm on a permanent basis. The role holder will provide a compliance function that effectively supports the business area in their duty to comply with relevant laws, regulations and internal procedures.
The Role...
In this role you will ensure that compliance governance and controls reflect industry practice, regulatory requirements and internal practices, alongside
Provide an advisory and consultative service to the captive team, assisting them to comply with statutory, regulatory and supervisory requirements, including anti money laundering requirements
Maintain and monitor relevant updates on the screening programme for sanctions, PEPs and adverse media
Proactively keep up to date with the regulatory environment and the delivery of regulatory change impacting the captive business and report where applicable
Prepare and deliver compliance reports to senior management and the board
Provide support as required on customer due diligence requirements and maintenance of client's regulatory obligations
About You...
A professional qualification from the ICA or similar would be advantageous, alongside
Proven experience in a compliance role within an insurance setting, preferably with exposure to captives
A full working knowledge of the regulatory framework in the IOM in relation to the insurance non life sector specific to captive insurance
MLRO/DMLRO experience would be advantageous
Experience in relation to compliance monitoring programmes
The Reward...
The successful candidate will be based in central Douglas and will receive
Competitive salary
Comprehensive benefits
Permanent contract
Senior Compliance Consultant, Permanent, Isle of Man
We are recruiting for a senior compliance consultant on behalf of a global trust, eGaming and corporate service provider.
The Role...
You will work closely with the consultancy and managed services environment with a portfolio of gaming clients to provide support and guidance on a variety of licensing, regulatory, training and compliance matters. You will ideally have knowledge of gaming from an online environment and have experience of knowledge of B2C environments working for an operator and acted in a senior compliance function with AML experience. Within this role you will also have the opportunity to
Support management in the execution of the business plan and develop operations through working with the departments on various projects relating to licensing, compliance, regulatory affairs and provide advice and guidance to the MLROs
Support compliance teams in drafting and updating relevant documents and policies in area of AML/RG as well as other compliance areas
Actively keep up to date with compliance developments and share knowledge across relevant internal stakeholders to help transcribe the complex regulatory requirements and risks into addressable action plans
Assist in developing a compliance governance structure across the department
About You...
You will be an organised individual with experience of working in a regulated gambling environment, with experience in compliance in gaming or similar client-facing role ideally within the UK gambling regime. You will
Be able to work on own initiative and are not adverse to taking decisions
Have excellent written and verbal communication skills
Excellent technical knowledge and strong commercial approach
Proven experience in a relevant compliance/legal environment (preferably in different compliance areas such as AML, Data Privacy, Anti Corruption/Bribery etc.)
Hold a PML or key person role for compliance with either the MGA or GC
The Reward...
In addition to a competitive salary, you will be rewarded with
A performance driven bonus
Comprehensive flexible benefits package
Training opportunities
Central Douglas offices
Family Advocate/Lawyer, Permanent Job, Isle of Man
The Role
You will perform a range of duties including but not limited to:
Contact and residence orders
Financial matters and maintenance
Separation agreements and divorce
Prenuptial agreements
Parental responsibility
Filing legal documents
Attending court proceedings
Participating in mediation sessions
About You
You will need:
Proven experience dealing with a range of personal and family law matters
Ideally you?£?d be a qualified Manx Advocate, but if not you?£?d still be required to pass the Manx Bar examinations and they would work with you to pass
The Reward
A competitive salary is available for the right candidate
Operational Risk & Control Team Manager, Permanent Job, Isle of Man
The Role...
Provide oversight and challenge to ensure that controls are being managed
Improving the control environment and overall service to our clients and advisers including Anti-Money Laundering technical support, complaints handling and business retention
Support the ongoing development and embedding of the business’ risk strategy
Conduct Assurance Reviews, control testing, root cause analysis and other ad hoc investigations
Provide specialist support in relation to Operational Risk policies, standards and processes
Manage the operational risk register ensuring all open risks are identified, recorded and escalated appropriately
Oversee completion of management and audit actions
Provide people and performance management, development and coaching support
Ensure delivery of the Operational Risk and Control team plan
Deputise for the Head of Operational Risk and Control as required
About you...
Institute of Risk Management or International Compliance Association qualification
Educated to degree level or equivalent experience
Financial Services Industry, particularly operational / client service experience
Experience of managing and leading diverse teams
Experience of designing or operating operational risk management processes and procedures
Experience of designing and producing management information and reporting
Has awareness of all relevant regulatory bodies and associated principles.
The Reward...
Comprehensive benefit package
Competitive salary
Trust Officer, Permanent, Isle of Man
The Role...
Ability to vet new trust business applications
Process annual reviews and highlight issues, and process any amendments to trust or client information
Ability to vet and process investment switch requests
Vet and process requests for distributions to beneficiaries and assignments and Requests for Payments
Process invoices and trust company payments as required
Fully competent in the trust review process, with the ability to vet/check the work of others, raise issues and offer solutions
About you...
Minimum of 2 years’ experience in Financial Services
At least one year’s experience within a Life Company
Good Knowledge of Microsoft Office Applications (Word, Excel, Outlook)
Basic understanding of the taxation regime for offshore investment bonds and the UK IHT regime for the taxation of trusts
Good understanding of the structure and administration of bonds and investment options
Knowledge of the regulatory framework (AML/KYC)
Ability to train/coach others
Has obtained or is prepared to work towards a Professional Qualification for example, STEP, DipPFS, or equivalent
The Reward...
Competitive salary and benefits package
Compliance Professional, Permanent Job, Isle of Man
Our client, an award winning financial advisory business, requires an experienced individual to undertake the following compliance activities on behalf of the business:
Update procedures and processes as regulatory and industry requirements and guidance are issued
Understand and follow regulations to ensure all processes and procedures comply
Maintain corporate governance framework
Oversight of all systems and procedures in place for quality of advice, T&C and compliance to ensure they are up to date with IOM FSA guidelines
Submit IOM FSA Returns
Check Recommendation Reports & AML Checks
Maintain a good working relationship with the regulator
ct as a member of any internal committees
Maintain FSA Registers
Manage any Complaints
Support other areas of the business where needed
To discuss, in confidence, please contact Lucie Dolman – lucie@paragon.co.im or speak with the Paragon Team on 665115.
Bank Operations Change & Business Risk Manager, Permanent Job, Isle of Man
The Role…
Responsible for maintaining and enhancing the branch operating model to ensure the effective and efficient functioning of the business, you will:
Promote the use of reports, analytics, trend analyses and insights through identifying and involving all relevant stakeholders across the business unit
Provide support and act as first port of call for business unit executives on tactical projects and strategic reporting needs
Engage with teams to obtain business intelligence and management information for the business area
Ensure that the reports are prepared at the required frequency and distributed to decision makers
Keep abreast of any new guidelines and legislation. Identify implications thereof for the business and document new processes as a result and advise the stakeholders
About You…
You will have experience in international banking or similar regulated environment, and:
Previous project management experience would be advantageous
Understanding of financial and global markets, investment banking, economic and market drivers, risk and regulatory environments
Experience in providing enabling functions support to a business unit across multiple disciplines such as financial procurement, technology or project management
Ability to analyse statistics and other data and create reports and presentations for use by others
The Reward…
You will receive:
Central Douglas working environment, competitive salary & benefits package
Compliance Assistant, Permanent, Isle of Man
The Role...
You will assist the compliance team with a variety of administration to help effective delivery of the clients content into current and new markets, wider responsibilities will include:
Supporting the Compliance Team with any day to day tasks / projects
Promoting and enhancing a strong companywide compliance culture
Dealing with enquires both internally and externally
About You...
Applicants should have proven experience in a similar role is preferred and ideally the candidate will have experience in the same role within the iGaming industry alongside:
Administration experience within a compliance role
Understanding of the iGaming industry
Excellent communication skills
Strong IT skills and a good knowledge of Microsoft packages
Strong attention to detail and organisational skills are essential
The Reward...
The successful applicant will receive:
A competitive salary, excellent benefits package and scope to develop
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