Found 10 Legal, Risk & Compliance Jobs

Full Time

Administration & Business Support, Legal, Risk & Compliance

Compliance officer required on a permanent basis to join a global wealth management organisation , you will work closely with the compliance team to assist in a variety of administration and compliance tasks. The Role... Provide the group with an independent, objective compliance service as part of the group’s systems to ensure compliance with legal and regulatory obligation Assist with production of information for compliance reports as required by the Compliance Manager provide guidance on the proper application and implementation of relevant laws, regulations and internal procedures for junior member of the team Advise the Compliance Manager of significant matters, concerns or breaches of laws or regulations Complete timesheet and other administrative tasks, as appropriate and within set timescale About you... Compliance experience, especially in a TCSP, fund or professional services environment Knowledge of internal processes and procedures Experience in the business activities and operations Good understanding and knowledge of Microsoft packages The Reward... Competitive salary and benefits package

Junior Compliance Assistant, Permanent Job, Isle of Man

PP10787

Full Time

Legal, Risk & Compliance, Shipping, Aviation & Yachting

Our client, a leading international provider of corporate, trust, tax, accounting, and fund administration services, is seeking a Compliance Assistant. The Role You will work closely within the compliance team to assist in a variety of administration and compliance tasks, your key duties will include: Assist with the take on of new business Support the team in providing advice on compliance matters to stakeholders across the business Be involved in remediating and reviewing KYC files and obtaining necessary documentation Research and develop an understanding of changes in legislation, and how they would affect the business Support the team with compliance monitoring, audits and risk assessments About You You will be an enthusiastic individual with experience working in an office or similar environment, and hold the following knowledge and attributes: A knowledge of compliance, regulation and legislation 5 GCSES at grade C or above including English and Maths A high level of accuracy and attention to detail Excellent written and verbal communication skills The Reward You will receive a full time permanent contact, alongside: Competitive salary Company benefits package Full training and career opportunities

Compliance Executive, Permanent Job, Isle of Man

PP10766

Fiduciaries, Legal, Risk & Compliance

We have a brilliant opportunity for an individual to join our client as a Compliance Executive. This role will assist the Head of Compliance with a range of tasks, ensuring that the company is compliant with legal and regulatory requirements. The Role... Core responsibilities including: Updating and maintaining internal policies, procedures, and registers Undertake screening and investigations via Riskscreen Establishing and maintaining close working relationships with internal stakeholders to ensure a seamless client experience About You... You will need: A suitable compliance qualification would be beneficial, but not required. The attitude and desire to succeed in a compliance role is essential. An in-depth understanding of the regulatory environment with an understanding of AML and possibly legal positions, in multiple jurisdictions is desired Excellent communication skills with the ability to liaise with stakeholders at all levels The Reward... Competitive salary with a benefits package including, healthcare, dental care, use of onsite swimming pool, sauna & gym and more! Douglas office location.

Compliance Officer, Permanent Job, Isle of Man

PP10750

Full Time, Permanent

Mid Senior Level

Our client, a Fiduciary services company, is seeking a Compliance Officer to assist the Head of Compliance with any projects and reports. The Role... Reporting to the Head of Compliance, you key responsibilities will include: Providing ongoing advice and support to staff in relation to compliance matters Promote an effective compliance and risk awareness culture Prepare annual file reviews and client risk assessments Undertaking general AML and CDD checks Assist in the creation of CDD files About You... You will hold a relevant industry qualification or be qualified by experience and have the following skills and experience: IOMFSA approval in a similar role would be advantageous Good working knowledge of Financial Services Rule Book & the AML/CFT Code Experience of working with the TCSP industry Ability to work to strict deadlines Willing to take on responsibility and ownership of tasks The Reward... Competitive Salary Benefits Package North based office location

Regulatory Specialist (FATCA/CRS), Permanent, Isle of Man

PP10753

Full Time, Permanent

We have a fantastic opportunity for an individual to join our client as a Regulatory Specialist (FATCA/CRS). Responsible for providing Customer Services with expert advice (SME) and monitoring to ensure compliance with all applicable, current regulation and reporting standards with a particular focus on FATCA and CRS. The Role... Acting as a main point of contact with 2nd Line Risk and Compliance and IA functions, your core responsibilities will include: Leading the delivery of 1st line monitoring of all CS regulatory controls, including AEOI, FATCA and CRS ensuring there are effective actions addressing the underlying causes of any problems identified Producing high quality and insightful management reporting in respect of the oversight of regulatory controls and business activities, providing input, review and challenge to the status of regulatory Risks Developing and maintaining strong interpersonal skills and in-depth knowledge of all applicable regulations, business products, services and processes with particular focus on AEOI/FATCA/CRS About You... You will need: In-depth knowledge working in the financial services industry together with expertise in relevant regulations and managing regulatory risks Breadth of knowledge across multiple areas of regulation required (including FCA, FSA and CBI Handbooks, FATCA/CRS and Data Protection) Recognised industry/professional qualification (e.g. Certificate in Compliance, Financial Planning Certificate) is advantageous The Reward... Competitive salary with a benefits package including, private health care, car parking, pension scheme, onsite gym and more! Douglas office location.

Senior Compliance Officer, Permanent Job, Isle of Man

PP10711

Full Time

We have a fantastic opportunity for an individual to join our client as Senior Compliance Officer. This role would be joining a growing Compliance Department on a permanent basis. The Role... Key role in the risk management framework, working with department head to ensure risks are identified, assessed, managed and controlled within the appetite of the board Deputising for the MLRO Assistance in the provision of regular regulatory updates to the business About You... Proven compliance experience within a regulated sector A comprehensive understanding of the Isle of Man AML/CFT framework and its obligations on regulated entities Already possess or be working towards an Advanced Certificate level GRC, AML/CFT, or financial crime prevention qualification, with a desire to progress towards the Diploma Ability to coach and feedback effectively to teams and individuals, peers and senior managers The Reward... Competitive salary with a benefits package including, pension scheme, private healthcare and more! Douglas office location

Head of Compliance/MLRO/DPO, Permanent Job, Isle of Man

PP10305

Executive Appointments

We’re looking for a dedicated compliance professional to join our client on a permanent basis. Joining as Head of Compliance/MLRO/DPO applicants should have an ICA qualification and management level experience. The Role... You will monitor compliance adhering to the Rulebook and any other applicable requirements, and: Write quarterly monitoring reports for the board, and provision of other compliance reporting information Write MLRO Board reports Write and prepare the AML/CFT risk assessment Implementation of procedural changes as a result of regulatory change Risk reviews and client onboarding including the approval of due diligence and client checks About You... You will have excellent interpersonal skills and the ability to develop a small team, alongside: Excellent management experience within a compliance function Compliance knowledge across the board Previous experience within a similar role The Reward... You will receive: A competitive salary Permanent Contract

Compliance Administrator, Permanent, Isle of Man

PP10345

Mid Senior Level

An excellent opportunity for a compliance administrator to join a trust and corporate service provider on a permanent basis. The Role… Key responsibilities will include: Monitoring of client entities to prevent misuse for ML/TF purposes Carry out risk assessments Conduct CDD checks, PEP and sanction screening Provide guidance on complex maters Assist with the analysis of legal and regulatory changes About You… You will have previous experience in the trust and corporate industry, with good working knowledge of company and trust structures, alongside: Ability to make decisions and use initiative within the scope of regulatory requirements, policies and procedures Have experience with FATCA and CRS Previous experience within a similar position within a compliance function of a fiduciary The Reward… The successful candidate will enjoy a competitive salary, holidays and an excellent working environment. You will receive: Free parking Office located on the outskirts of Douglas Private health and dental scheme 9 – 5 working day

MLRO, Permanent, Isle of Man

PP10138