Compliance Manager/MLRO/DP

Executive Appointments

Job Description

Compliance Manager & MLRO required to join a Fintech organisation on , the ideal candidate will have an in-depth knowledge of Isle of Man financial regulation and compliance.

The Role...
Core duties include developing, maintaining, and revising company policies and procedures to ensure legal and regulatory compliance with both local and international money laundering and data protection legislation. Alongside managing day to day operation of compliance, MLRO and DPO function, you will be responsible for preparing and presenting reports to the Board.
Being the Company designated MLRO and Data Protection Officer.
Manage interactions with Isle of Man Regulatory and Enforcement Authorities including the Information Commissioners Office, Financial Services Authority and local constabulary.
Conducting annual risk assessments and incorporating conclusions into current processes and policies.
Being the ultimate point of escalation for AML and Data Protection questions and responsible for reporting suspicious activity and breaches of data protection legislation.
Conduct Compliance monitoring of key risk mitigating controls in our risk framework ensuring continuous compliance. Where deficiencies exist they are to be reported to the relevant business areas to ensure gaps are closed.
Provide trends and typologies to assist the first line of defence manage their transaction monitoring risks.
Overall responsibility for creating and updating guidelines, policies, instructions, and routines within the field of AML/CTF and Data Protection.
Constantly driving for our improvement in AML efficiency and risk management.
Sharing knowledge and educating on ML/TF risks and regulatory requirements and contributing to ongoing competence throughout the company by providing information and training.
Working with the Board of Directors and Senior Management Team to maintain a clear and comprehensive understanding of the risk profile across all areas.

About you...
Previous experience as a Deputy MLRO or MLRO
ICA Diploma in Anti Money Laundering or equivalent
Practitioner Certificate in Data Protection (PC.dp) or equivalent
In depth knowledge of Isle of Man Financial regulatory regulations.
A pragmatic approach to new and developing technologies including RegTech and digital currencies.

The Reward...
Competitive salary with company benefits and parking



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