Compliance Administrator, Permanent, Isle of Man

Our client is looking for a Client Compliance and AML Officer who will be responsible for ensuring that the assigned portfolio of client entities has comprehensive and effective systems and controls in place.

The Role...
The successful candidate will be responsible for

Conducting ongoing monitoring of business relationships or one-off transactions in accordance with the Regulations
Conduct transaction monitoring reviews in relation to the fund
Present any updates or key findings to the Board/Fund controlling parties
Consider and make any Suspicious Transaction Reports
Develop AML and CFT Policies and Procedures
Develop and prepare AML Business Risk Assessments
Perform AML and CFT sample testing and AML assurance reviews
Serve as AMLCO, MLRO and DMLRO to the allocated client entities

About You...
Requirements for the roles are
Strong academic background and industry relevant professional qualification
A good level of commercial and fiduciary risk awareness
Sound working knowledge of statutory requirements and financial services legislation, together with relevant guidance notes and Codes of Practice
Good knowledge and application of relevant AML/CFT legislation, the AML/CFT Handbook and relevant guidance notes and codes of practice
Previously held CO / MLCO / MLRO positions would be an advantage

The Reward...
A competitive salary and benefits package will be offered to the successful candidate
A genuinely unique opportunity to be part of an expanding large global business


 

We are recruiting for a senior compliance consultant on behalf of a global trust, eGaming and corporate service provider.

The Role...
You will work closely with the consultancy and managed services environment with a portfolio of gaming clients to provide support and guidance on a variety of licensing, regulatory, training and compliance matters. You will ideally have knowledge of gaming from an online environment and have experience of knowledge of B2C environments working for an operator and acted in a senior compliance function with AML experience. Within this role you will also have the opportunity to
Support management in the execution of the business plan and develop operations through working with the departments on various projects relating to licensing, compliance, regulatory affairs and provide advice and guidance to the MLROs
Support compliance teams in drafting and updating relevant documents and policies in area of AML/RG as well as other compliance areas
Actively keep up to date with compliance developments and share knowledge across relevant internal stakeholders to help transcribe the complex regulatory requirements and risks into addressable action plans
Assist in developing a compliance governance structure across the department

About You...
You will be an organised individual with experience of working in a regulated gambling environment, with experience in compliance in gaming or similar client-facing role ideally within the UK gambling regime. You will
Be able to work on own initiative and are not adverse to taking decisions
Have excellent written and verbal communication skills
Excellent technical knowledge and strong commercial approach
Proven experience in a relevant compliance/legal environment (preferably in different compliance areas such as AML, Data Privacy, Anti Corruption/Bribery etc.)
Hold a PML or key person role for compliance with either the MGA or GC

The Reward...
In addition to a competitive salary, you will be rewarded with
A performance driven bonus
Comprehensive flexible benefits package
Training opportunities
Central Douglas offices