Compliance Monitoring Specialist, Permanent Job, Isle of Man Job | Legal, Risk & Compliance

Job Description

Our client, a leading financial services group and innovative player on the global stage, are looking for a compliance monitoring specialist to complete high quality reviews from planning to reporting and contribute to the global implementation of the group compliance monitoring methodology and processes.

The Role...

You will contribute to the development of risk based compliance monitoring plans to ensure coverage of key compliance risks across the group, and:

Deliver high quality reports regarding compliance risks that have been identified through compliance monitoring reviews and provide recommendations on sustainable remediation programmes
Escalate significant compliance risks in order to report significant compliance risks identified through compliance monitoring reviews to governance committees, group compliance and regions governance forums
Implement the annual risk based compliance monitoring plan which strategically covers key compliance risk exposure across the group in line with governance compliance monitoring methodology

About You...

You will have experience in compliance monitoring, auditing or risk management within financial services, and:

Experience in leading a team of risk and compliance specialist and work with business unit heads to deliver on risk mitigation
Wealth corporate and business banking experience
Overall experience within the corporate and investment banking sector with an understanding of how the business and products are structured and operate

The Reward...

You will receive a full time, permanent contract
Competitive salary and benefits package
Excellent working environment

Consultant

Alexandra Jackson

Senior Recruitment Consultant

Contact Recruiter

More Jobs From Consultant

More jobs like this

Manager, Business Risk, Risk Execution , Permanent Job, Isle of Man

PP11123

Legal, Risk & Compliance

Full Time, Permanent

Executive Appointments

Manager of Business Risk & Risk Execution required to join an international wealth group in a permanent capacity on the Isle of Man. Role is to implement measures for the proactive identification, execution, prioritisation and measurement of risk and controls for managing and monitoring business risk (non-financial risk, regulatory risk, reputational risk) for the Isle of Man.

The Role…

Act as SME on business risk matters in the Isle of Man and provides coaching and guidance as and when required
Address any Risk Assurances findings by Group Internal Audit (GIA), GCM and Non-Financial Risk (NFR) relevant to the Isle of Man entity as committed to
Engage with Business Compliance Officers with regards to impact of new and/or amended regulatory and legislative requirements relating to the Isle of Man entity
Ensure effective risk management by understanding the risk profile within the Isle of Man and proactively put execution measures in place to mitigate and manage the risk
Raise awareness of regulatory risks by ensuring that mandatory training is completed by affected staff and general communications are sent regularly to sustain awareness

About you…

A wealth of experience in a similar risk related position within a regulated financial services
Hold or working towards a risk management qualification
Experience in operational risks and related controls.
Experience of compliance requirements for the Isle of Man.
Sound knowledge of risk principles (e.g., non-financial risk, regulatory risk, reputational risk, etc.), their applicability and impact on the business landscape.
Exposure in general banking and risk management principles.
Experience in executing projects across complex business units and matrix's

The Reward…

Market rate salary and comprehensive benefits

Compliance Officer, Permanent Job, Isle of Man

PP11128

Legal, Risk & Compliance

Permanent

Mid Senior Level

Our client, an investments organisation, is seeking a dedicated Compliance Officer to join their team. If you're passionate about navigating the complex landscape of compliance, regulations, and mitigating risks, this could be the role for you!

The Role…

As a Compliance Officer, your role is pivotal in ensuring that operations in both the Isle of Man and the UK locations adhere to laws, regulatory requirements, policies, and procedures. You will:

Maintain awareness of relevant legislation and regulation, and to ensure that the business units implement changes on a timely basis
Provide pragmatic and practical regulatory interpretation, guidance and advice to the business, its managers and support functions
Assist in the establishment, implementation and maintenance of clear and concise policies, procedures, and standards for preventing, detecting and correcting non-compliance with applicable laws and regulations
Ensure compliance with regulatory obligations, whilst taking a risk based, commercial and practical approach to challenges, offering appropriate solutions to the business
Manage and update the Risk & Compliance Monitoring Programme, which tests the adequacy and effectiveness of the risk framework, policies, procedures and controls and to oversee that all findings are satisfactorily remediated

About You…

Are you the Compliance Officer we're looking for? Here's what you should bring to the table:

A relevant professional qualification is essential - risk, compliance, financial crime prevention
Demonstrable experience and skill of risk and compliance functions ideally within the fund / investment industry
Working knowledge of regulatory framework and requirements of Isle of Man, UK, Ireland and South Africa
Broad based knowledge of offshore financial services industry
Excellent communication skills with well developed and confident training skills

The Reward…

Here's what you can look forward to:

Competitive salary
Douglas based office location
Permanent full time contract
Benefits package

See all jobs

Consultant

Alexandra Jackson

Senior Recruitment Consultant

Contact Recruiter

More Jobs From Consultant

More jobs like this

Manager, Business Risk, Risk Execution , Permanent Job, Isle of Man

PP11123

Legal, Risk & Compliance

Full Time, Permanent

Executive Appointments

Manager of Business Risk & Risk Execution required to join an international wealth group in a permanent capacity on the Isle of Man. Role is to implement measures for the proactive identification, execution, prioritisation and measurement of risk and controls for managing and monitoring business risk (non-financial risk, regulatory risk, reputational risk) for the Isle of Man.

The Role…

Act as SME on business risk matters in the Isle of Man and provides coaching and guidance as and when required
Address any Risk Assurances findings by Group Internal Audit (GIA), GCM and Non-Financial Risk (NFR) relevant to the Isle of Man entity as committed to
Engage with Business Compliance Officers with regards to impact of new and/or amended regulatory and legislative requirements relating to the Isle of Man entity
Ensure effective risk management by understanding the risk profile within the Isle of Man and proactively put execution measures in place to mitigate and manage the risk
Raise awareness of regulatory risks by ensuring that mandatory training is completed by affected staff and general communications are sent regularly to sustain awareness

About you…

A wealth of experience in a similar risk related position within a regulated financial services
Hold or working towards a risk management qualification
Experience in operational risks and related controls.
Experience of compliance requirements for the Isle of Man.
Sound knowledge of risk principles (e.g., non-financial risk, regulatory risk, reputational risk, etc.), their applicability and impact on the business landscape.
Exposure in general banking and risk management principles.
Experience in executing projects across complex business units and matrix\'s

The Reward…

Market rate salary and comprehensive benefits

Compliance Officer, Permanent Job, Isle of Man

PP11128

Legal, Risk & Compliance

Permanent

Mid Senior Level

Our client, an investments organisation, is seeking a dedicated Compliance Officer to join their team. If you\'re passionate about navigating the complex landscape of compliance, regulations, and mitigating risks, this could be the role for you!

The Role…

As a Compliance Officer, your role is pivotal in ensuring that operations in both the Isle of Man and the UK locations adhere to laws, regulatory requirements, policies, and procedures. You will:

Maintain awareness of relevant legislation and regulation, and to ensure that the business units implement changes on a timely basis
Provide pragmatic and practical regulatory interpretation, guidance and advice to the business, its managers and support functions
Assist in the establishment, implementation and maintenance of clear and concise policies, procedures, and standards for preventing, detecting and correcting non-compliance with applicable laws and regulations
Ensure compliance with regulatory obligations, whilst taking a risk based, commercial and practical approach to challenges, offering appropriate solutions to the business
Manage and update the Risk & Compliance Monitoring Programme, which tests the adequacy and effectiveness of the risk framework, policies, procedures and controls and to oversee that all findings are satisfactorily remediated

About You…

Are you the Compliance Officer we\'re looking for? Here\'s what you should bring to the table:

A relevant professional qualification is essential - risk, compliance, financial crime prevention
Demonstrable experience and skill of risk and compliance functions ideally within the fund / investment industry
Working knowledge of regulatory framework and requirements of Isle of Man, UK, Ireland and South Africa
Broad based knowledge of offshore financial services industry
Excellent communication skills with well developed and confident training skills

The Reward…

Here\'s what you can look forward to:

Competitive salary
Douglas based office location
Permanent full time contract
Benefits package

See all jobs

Compliance Monitoring Specialist, Permanent Job, Isle of Man

Job Description

Consultant

Alexandra Jackson

More jobs like this

Manager, Business Risk, Risk Execution , Permanent Job, Isle of Man

Compliance Officer, Permanent Job, Isle of Man

Consultant

Alexandra Jackson

More jobs like this

Manager, Business Risk, Risk Execution , Permanent Job, Isle of Man

Compliance Officer, Permanent Job, Isle of Man

Search Vacancies