Head of Compliance, Permanent, Isle of Man

Executive Appointments

Job Description

We have a brilliant opportunity to join a well-established TCSP, pensions administrator, and accountancy practice. As Head of Compliance, you will ensure the business’s compliance with all applicable regulations, primarily (but not limited to) the Financial Services Rule Book and IOM AML/CFT legislation and Code. This is a regulatory position which will require the approval of the IOMFSA.

The Role...
Your core responsibilities will include:
Maintenance of all policies and procedures manuals & risk assessments relating to compliance matters
Ensuring compliance with all regulatory requirements and deadlines
Acting as primary point liaison with the IOMFSA
Oversight of two staff members

Dealing with annual AML/CFT reviews from 3rd parties (e.g. banks)

About You...
Previous experience in compliance, in a senior role, is essential
A compliance qualification will be necessary in order to gain approval from the IOMFSA. Ongoing CPD is required to meet regulatory requirements
Attention to detail, good working knowledge of Rule Book & Code, ability to work to strict deadline and under pressure

The Reward...
Competitive salary
Comprehensive benefits, including pension, healthcare, and central Douglas car parking



Martin Cowan
Executive Recruitment Consultant
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