Provide strategic compliance leadership across a regulated fiduciary and accountancy business ensuring governance risk and regulatory standards are maintained at the highest level.
The Role
A senior leadership role with responsibility for driving strong compliance culture and regulatory excellence.
About You
An experienced and confident compliance leader with strong regulatory knowledge and people management skills.
The Reward
The Role
A senior leadership role with responsibility for driving strong compliance culture and regulatory excellence.
- Lead and manage the Compliance Department overseeing all aspects of client compliance
- Maintain and update policies procedures and compliance manuals
- Monitor regulatory and legislative developments and support the Board with consultations
- Implement and maintain the Compliance Monitoring Plan
- Prepare and review quarterly compliance reports and attend compliance meetings
- Support the MLRO and Deputy MLRO in meeting AML CFT obligations and training requirements
- Oversee preparation and submission of regulatory returns
- Act as primary liaison with the regulator
- Attend signoff and risk committee meetings and follow up actions
- Monitor high risk clients and assess Politically Exposed Persons
- Maintain compliance registers manage breaches and investigations
- Provide advice guidance and training to staff on compliance matters
- Supervise compliance staff and complete monthly reviews
About You
An experienced and confident compliance leader with strong regulatory knowledge and people management skills.
- Professional qualification in compliance
- Approval to act as Head of Compliance
- Extensive experience as a Head of Compliance within the TCSP industry
- Strong knowledge of the Financial Services Rule Book and AML CFT Code
- Proven experience developing and implementing compliance monitoring plans
- Excellent leadership and interpersonal skills
- Highly organised with strong attention to detail
- Ability to work to strict deadlines and take ownership of tasks
- Methodical approach to work with a proactive mindset
- Experience or qualification in data protection
The Reward
- Competitive salary commensurate with experience and qualifications
- Opportunity to work in a varied and senior role across fiduciary and accountancy services
- Key position within the management team
- Supportive and professional working environment
- Part time hours considered