Regulatory & Compliance Executive, Permanent Job, Isle of Man

Help safeguard the legal sector on the Isle of Man by strengthening AML/CFT supervision and supporting best practice across member law firms

The Role

A hands on compliance role combining supervision delivery, member support and regulatory insight

• Support the planning, administration and delivery of AML/CFT supervisory inspections for member Practices


• Contribute to inspection working papers and reports and help maintain an up to date view of each Practice risk profile


• Assist with reviewing evidence and preparing material for supervisory purposes and annual supervisory reporting


• Help maintain and improve the AML/CFT supervisory framework plus internal policies and Rules and Guidance issued to the profession


• Act as a key contact for firms and MLROs including helpline queries and contributions to training, masterclass, coffee hours and compliance communications

About You

You bring sound judgement, clear communication and the confidence to engage with senior stakeholders in a regulated environment

• Working knowledge of AML/CFT and the Isle of Man regulatory environment is preferred


• Experience of inspection, audit or report writing work is advantageous


• Strong written and verbal communication skills with attention to detail


• Ability to build credibility with regulators, stakeholders and members of the profession


• Comfortable taking ownership of workstreams and working independently within a small team

The Reward

• Full time role with a minimum of four days per week considered


• Meaningful exposure to AML/CFT supervision, regulatory policy and supervisory reporting


• Regular liaison with Government bodies including the FSA and FIU


• Opportunity to shape guidance and contribute to member education and training delivery


• Appointment subject to satisfactory references and a DBS check