Take your career to the next level as a Senior Manager in Enhanced Supervision and lead a high-performing team to ensure effective oversight of regulated entities.
The Role
Lead and support enhanced supervision activities across regulated sectors while driving strategic and operational excellence.
About You
You are an experienced financial services professional with proven leadership skills and a strong ability to manage risk and compliance across complex environments.
The Reward
The Role
Lead and support enhanced supervision activities across regulated sectors while driving strategic and operational excellence.
- Assist with the leadership, motivation and development of the Enhanced Supervision team
- Ensure the team completes all deliverables efficiently and effectively
- Oversee risk based supervisory activities for entities subject to enhanced supervision
- Manage external parties supporting enhanced supervision processes and remedial actions
- Impose and manage timeframes for remedial measures and interventions
- Apply statutory powers and make recommendations to senior leadership where required
- Develop and maintain systems, procedures and controls for enhanced supervision
- Plan, coordinate and deliver enhanced supervisory activities across sectors
- Review and manage risk assessments and identify trends or supervisory themes
- Maintain effective relationships with regulated entities, industry bodies and government agencies
- Handle public enquiries and complaints constructively and efficiently
- Produce reports, papers and analytics to support enhanced supervision and decision-making
- Lead enhanced regulatory action and support formal enforcement processes
- Contribute to new or amended legislation, guidance, policies and procedures
- Support strategy setting, risk horizon scanning and culture building within the organisation
- Drive performance management, staff development and accountability across the team
- Promote cross-divisional collaboration and act as a change agent for improvement and automation
About You
You are an experienced financial services professional with proven leadership skills and a strong ability to manage risk and compliance across complex environments.
- Professional qualification relevant to the financial services industry with evidence of continuing professional development
- Extensive experience in operational, compliance, assurance, risk or audit roles within the finance sector
- Working experience in fund services and investment business is essential
- Proven leadership and people management skills with ability to inspire and motivate teams
- Strong knowledge of financial services legislation, compliance and risk management frameworks
- Highly effective interpersonal, verbal and written communication skills
- Strong analytical skills and ability to assess risks and summarise complex information accurately
- Ability to build and maintain relationships with stakeholders at all levels and influence outcomes
- Ability to lead meetings with senior stakeholders and manage difficult or contentious issues
- Ability to manage individual and team workloads, competing priorities and deadlines
- Strategic thinker with subject matter expertise in risk frameworks and regulatory requirements
- Ability to contribute to wider organisational initiatives and drive positive cultural change
- Flexible attitude and capacity to work independently or collaboratively as required
The Reward
- Competitive salary
- Range of benefits