Take the next step in your career as a Manager in Portfolio Supervision and play a key role in ensuring regulated entities operate to the highest standards.
The Role
Lead the effective supervision of low impact regulated entities and support the wider Portfolio Supervision Division
About You
You are a highly motivated compliance or risk professional with strong analytical skills and the ability to build trusted relationships.
The Reward
The Role
Lead the effective supervision of low impact regulated entities and support the wider Portfolio Supervision Division
- Work with Portfolio Managers on day-to-day supervision of low impact regulated entities excluding Banks and Insurers
- Undertake on-site and desk-based supervision in line with the Supervisory Methodology Framework and thematic programmes
- Prepare and manage thematic inspections, drafting questionnaires, scope and planning documents, writing reports, and leading meetings with firms
- Review technical queries and regulatory returns including Annual Regulatory Returns, Statistical Returns and Financial Resource Reports
- Monitor, review and analyse the Divisions Business Intelligence Reports and highlight trends and observations
- Drive consistent risk assessment processes for all events and interactions with regulated entities
- Contribute to the Divisions industry outreach programme and Sectoral Risk Ratings and Assessments
- Develop and maintain relationships with industry bodies, government agencies and other competent authorities
- Manage public enquiries, complaints, breaches, and notifications in line with supervisory procedures
- Research, draft and contribute to reports, papers, and letters on supervisory matters
- Support internal systems adherence, operational risk reporting and work on ad-hoc projects as required
- Set a positive professional example in line with values of integrity, respect and excellence
About You
You are a highly motivated compliance or risk professional with strong analytical skills and the ability to build trusted relationships.
- Relevant professional qualification in Compliance, Governance or related subject with evidence of continual professional development
- Extensive industry experience in compliance, assurance, risk or audit
- Strong knowledge of Financial Services legislation, regulation and guidance
- Proven ability to influence, negotiate and maintain relationships with internal and external stakeholders at all levels
- Strong analytical skills to assimilate information, assess risks and summarise findings effectively
- Ability to manage complex workloads, competing priorities and deadlines
- Experience preparing, leading, and conducting meetings with senior stakeholders
- Excellent interpersonal, verbal and written communication skills
- Self-motivated with the ability to work independently or collaboratively
- Experienced in Microsoft Office suite and accountancy experience desirable
- Strong knowledge of risk frameworks, risk evaluation, monitoring and mitigation
The Reward
- Competitive salary within the Manager band per annum
- Range of benefits