We are seeking a motivated Compliance Assistant to join a welcoming and collaborative team in a small to medium-sized firm where your development is genuinely supported
The Role
Join a dynamic Compliance and Risk team where no two days are the same
Bring your people skills and curiosity to a role where you'll grow professionally every day
The Role
Join a dynamic Compliance and Risk team where no two days are the same
- Support the Compliance and Risk Department with day-to-day responsibilities
- Work closely with the Head of Compliance on routine tasks and projects
- Assist with AEOI administration and timely submissions
- Undertake monitoring duties across the firm in line with schedules
- Conduct client Risk Reviews
- Support policy and procedure updates in line with regulatory changes
- Sign off on CDD for new and existing clients
- Help maintain key regulatory registers
- Assist with the preparation of Management and Board Reports
- Attend relevant industry seminars
- Gain exposure to Viewpoint software (experience a bonus but not essential)
Bring your people skills and curiosity to a role where you'll grow professionally every day
- Strong interpersonal skills and a genuine willingness to learn
- An interest in compliance and risk management within financial services
- Proactive and detail-oriented approach
- Keen to undertake a professional qualification (preferred)
- Comfortable working in a team and handling confidential information
- Supportive and friendly working environment
- Opportunities to attend industry seminars and events
- Encouragement towards professional development and qualifications
- Valuable experience in a respected compliance function