We have a fantastic opportunity for an individual to join our client as a Regulatory Specialist (FATCA/CRS). Responsible for providing Customer Services with expert advice (SME) and monitoring to ensure compliance with all applicable, current regulation and reporting standards with a particular focus on FATCA and CRS.
Acting as a main point of contact with 2nd Line Risk and Compliance and IA functions, your core responsibilities will include:
Leading the delivery of 1st line monitoring of all CS regulatory controls, including AEOI, FATCA and CRS ensuring there are effective actions addressing the underlying causes of any problems identified
Producing high quality and insightful management reporting in respect of the oversight of regulatory controls and business activities, providing input, review and challenge to the status of regulatory Risks
Developing and maintaining strong interpersonal skills and in-depth knowledge of all applicable regulations, business products, services and processes with particular focus on AEOI/FATCA/CRS
You will need:
In-depth knowledge working in the financial services industry together with expertise in relevant regulations and managing regulatory risks
Breadth of knowledge across multiple areas of regulation required (including FCA, FSA and CBI Handbooks, FATCA/CRS and Data Protection)
Recognised industry/professional qualification (e.g. Certificate in Compliance, Financial Planning Certificate) is advantageous
Competitive salary with a benefits package including, private health care, car parking, pension scheme, onsite gym and more!
Douglas office location.
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