Join the Client Risk and Review Team as an Administrator and make a real impact in supporting compliance and client service.
The Role
You will be central to the review process ensuring compliance and risk assessments are delivered to the highest standard.
About You
You will bring knowledge and initiative with the ability to deliver high quality compliance and review work.
The Reward
The Role
You will be central to the review process ensuring compliance and risk assessments are delivered to the highest standard.
- Complete technical and compliance reviews in line with the Compliance Monitoring Programme
- Prepare customer risk assessments for existing clients
- Assist the client services team with data cleansing
- Manage client due diligence on a risk based approach
- Review and match potential screening hits
- Maintain departmental control spreadsheets
- Support the preparation and upkeep of procedure manuals policies and associated documents
- Ensure knowledge of AML and CFT is current with legislative changes
- Assist with change initiatives and projects impacting the business
- Undertake any other duties to support the business as required
About You
You will bring knowledge and initiative with the ability to deliver high quality compliance and review work.
- 5 GCSEs or equivalent at grade C or above
- Certificate in Compliance or Trust Estate Practitioner is desirable
- Experience in a TCSP environment
- Knowledge of the Financial Services Rule Book and AML and CFT Code
- Proficient in Microsoft Office
- Excellent communication and collaboration skills
The Reward
- Competitive Salary & Benefits Package
- Study support
- Personal development and growth programmes
- Ongoing CPD support